Asesor legal regulatorio

We never ask for any kind of payment as part of our selection process, and we always contact candidates via our corporate accounts and platforms. If you are approached for payment or asked to make a purchase, this is likely to be fraudulent. Please check to see whether the role you are interested in is posted here, on our website.

About TMF Group

TMF Group is a leading provider of critical administrative services, helping clients invest and operate safely around the world. Our 9,100 experts and 120 offices in 85 jurisdictions worldwide serve corporates, financial institutions, asset managers, private clients and family offices, providing the combination of accounting, tax, payroll, fund administration, compliance and entity management services essential to global business.

Discover the Role

This role is responsible for supporting the organization in ensuring compliance with applicable regulatory requirements, particularly within the financial services sector. The successful candidate will assist in monitoring regulatory obligations, supporting compliance initiatives, managing regulatory documentation, and contributing to the implementation of compliance-related action plans.

The ideal candidate is a qualified lawyer with experience in regulated financial institutions and a strong understanding of banking regulations, financial supervision frameworks, and compliance requirements established by financial regulatory authorities.

Key Responsibilities

Regulatory Compliance & Monitoring

• Support the monitoring and assessment of compliance with applicable laws, regulations, and regulatory requirements.
• Identify, document, and escalate potential compliance gaps, regulatory risks, or areas requiring remediation.
• Assist in the development and maintenance of compliance matrices, regulatory inventories, and monitoring mechanisms.
• Contribute to the preparation of compliance indicators, reports, and management information for internal stakeholders.

Regulatory Documentation & Governance

• Support the review, organization, maintenance, and control of documentation related to regulatory obligations and internal policies.
• Ensure accurate filing and retention of regulatory records and supporting evidence.
• Assist in the implementation and maintenance of internal governance frameworks and compliance procedures.
• Support updates to policies, procedures, and regulatory documentation as required.

Regulatory Audits & Inspections

• Assist in gathering, validating, and analyzing information required for regulatory inspections, audits, and internal reviews.
• Coordinate responses to requests from regulatory authorities and internal control functions.
• Support the preparation of reports and documentation required during supervisory reviews and examinations.
• Monitor and track remediation activities resulting from audit findings or regulatory reviews.

Regulatory Change Management

• Participate in the monitoring of regulatory developments affecting the organization.
• Support the implementation of action plans related to new regulations, regulatory changes, and compliance initiatives.
• Assist stakeholders in understanding regulatory requirements and their operational impact.
• Contribute to continuous improvement efforts within the compliance and regulatory function.

Risk Management & Internal Policies

• Comply with the Code of Conduct and all applicable internal policies.
• Support adherence to Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), risk management, and compliance programs.
• Promote a culture of integrity, accountability, and regulatory compliance across the organization.
• Perform additional duties and responsibilities assigned by management.

Key Requirements

Education

• Bachelor's Degree in Law (LL.B. or equivalent).
• Admission to practice law in the relevant jurisdiction is preferred.

Experience & Qualifications

• Minimum 2-3 years of professional experience in legal, regulatory compliance, or regulatory advisory roles.
• Previous experience within regulated financial institutions , such as:
  • Banks
  • Financial leasing companies
  • Trust/Fiduciary companies
  • Other entities supervised by financial regulators
• Solid knowledge of financial services regulations and compliance frameworks.
• Experience supporting regulatory reporting, compliance monitoring, and regulatory assessments.
• Familiarity with regulatory requirements issued by financial supervisory authorities (e.g., Banking and Insurance Superintendencies or equivalent regulators).

Languages

• Intermediate to Advanced English (written and verbal).

What’s in it for you?

Pathways for Career Development

• Work with colleagues and clients around the world on challenging and meaningful assignments.
• Access internal career opportunities across TMF Group's global network.
• Continuous learning and professional development through the TMF Business Academy.

Making an Impact

• Help clients navigate complex regulatory environments and operate safely in highly regulated industries.
• Contribute to strengthening compliance, governance, and risk management practices.
• Make a positive impact through TMF Group's corporate social responsibility initiatives.

A Supportive Environment

• Inclusive and collaborative workplace culture.
• Strong feedback and performance development framework.
• Flexible working arrangements that support work-life balance.
• Opportunities to work alongside international and multicultural teams.

We’re looking forward to getting to know you!